1. Hierarchical, Non-Binary Phrase Structure
There are two basic options for clause structure: a flat clause structure and a hierarchical clause structure. The flat clause structure is based on a finite state model (the ‘Markov Model’) in which it is argued that a clause is constructed word-by-word in a linear fashion; clauses in this model are also called ‘word chains’. In this model, which is often associated with compuational linguistics, it is proposed that the speaker has a simple mental system that allows him to make a decision about the appropriateness of each word as it is added to the clause-in-making and, when all the given words are added, the product is either accepted or rejected based on a final analysis. An example of a flat-structure clause is given here:
In my opinion, the central problem with this flat structure model of the clause is the inability to account for long-distance syntactic relationships, in which two syntactic elements that somehow depend on each other are separated by an arbitrary number of words. For example, in the first two examples below, the subject and verb are adjacent and so the subject-verb agreement is immediate, or ‘local’; in the third example, though, the agreement is non-local or long distant.
In contrast to the flat structure, the hierarchical approach to clause structure is not primarily linear but, as its name signals, hierarchical. The syntactic elements relate to each other in terms of how they ‘cluster’ together. For example, in the clause “she hit her sister with the teddy bear,” we might suggest that ‘she’ and ‘hit’ relate to each other non-hierarchically, as the two basic halves of the clause. But we would not put the rest of the clause on the same level: the words ‘her sister’, which seem to belong together, and the words ‘with the teddy bear’, which also seem to form a group, both seem to form a group with the verb ‘hit’. These hierarchical relationship are typically represented by brackets or trees:
This hierarchical clause structure can also account for how long-distance dependencies exist, illustrated below:
In this example, the element ‘in the nursery’ is hierarchically dominated by ‘the babies’. This allows the plural ‘the babies’ to be hierarchically adjacent to the plural verb ‘cry’, thus providing an explanation for how the subject and verb may agree even though they are separated by other words. The process of formation is from the bottom-up, that is, as each lexical item is introduced into the ‘clause-in-the-making’ (called a ‘derivation’), the lexical items merge with each other and project a larger structure, a phrase. The lexical item that gives the phrase its syntactic identity is the phrasal head. Thus, a prepositional phrase is the projection of the hierarchy around a preposition, a noun phrase is the projection of a noun, a verb phrase the projection of a verb, etc. The highest level constituent is a . A clause is a single constituent consisting of a subject phrase and a verb phrase. Main clauses (or ‘independent’) are self-contained and thus do not function within a larger syntactic hierarchy, while subordinate (or ‘dependent’) clauses are contained within a phrase, typically a verb phrase in a higher clause.
Binary versus Non-Binary
The point of this discussion of hierarchical clause structure has been to establish that we designed our database on a well-known linguistic theory of phrase structure, in which it is argued that constituents are contained within larger constituents, all the way up to the clause level. For each word, we and our tagging team have had to make a decision regarding the word’s location in the syntactic hierarchy — within what other constituent does it reside? And for that resulting complex constituent, the same question must be answered, until there are no more constituents and one is left with a clause.
The clause itself seems to consist of two basic parts: a subject phrase (no matter how simple or complex) and a verb phrase (no matter how simple or complex). Thus, at a basic level the hierarchy that we have followed is binary in nature.
Binary-branching is a basic principle to the minimalist program of Chomskyan generative linguistics, as well as many other generative frameworks. But the addition of clause-edge constituents, such as dislocations (casus pendens), vocatives, and exclamatives results in a tree that is not easy to fit into a binary structure and to do so requires a good deal of theory-internal arguments.
Thus, we made the decision to depart from a basic principle of this particular theory in favor of presenting hierarchical data in a manner that is not so theory dependent, even at the risk of analytical error (see here). Here, data-presentation outweighed analytical preference.
The syntactic elements at each stage of derivation are referred to as constituents. A constituent is a single syntactic unit that has a place within the hierarchy of a larger syntactic unit. It is important to recognize that morphological words and constituents may overlap but are not always identical. That is, a single word may represent more than one syntactic constituent, such as English teacher’s, in which the constituent teacher has a syntactic role that is distinct from the syntactic role of the possessive s. This is true in Hebrew, too; moreover, the converse is also true: occasionally multiple words represent a single syntactic constituent. This is the case with many proper nouns, such as בֵּית לֶחֶם Bethlehem ‘House of Bread’, but also true of complex prepositions, such as מֵעַל פְּנֵי, which is decomposable morphologically as ‘from.upon the.face.of’ but syntactically is taken as a single syntactic constituent ‘from’.
Constituents within a hierarchical clause structure approach stand in some tension to an analysis based on parts of speech Parts of speech are inadequate for syntactic analysis. Using the parts of speech labels typically used for Hebrew, some may suffice for syntactic description, so that verb and adjective, for example, may also describe the syntactic roles those words play; however, the other parts of speech labels, noun, pronoun, suffix, preposition, and the umbrella label particle, are wholly opaque concerning the syntactic relationships between these words and any others in a given clause. Therefore, syntacticians often use a different set of labels for the various constituents in a clause. The core labels are subject<, predicate (or verb), complement, and adjunct, with the non-core constituents (in our database) vocative, exclamative/interjection, parenthesis, and appositive.
“Where’s the Direct Object?”
No doubt some of you are looking through the short list of syntactic roles above and asking yourselves, “Where is the direct object? And what about the indirect object?” The answer is that they are not syntactic relationships that are explicitly tagged in our database. Why? The answer to that is more complex, but here is the beginning of an explanation.
The complement essentially corresponds to ‘object’, of which there are a number of sub-types. The direct object is the Accusative (to borrow a case term), or non-prepositional constituent that is the person or thing undergoing the (active, transitive) verbal action or process, i.e., the ‘patient’. In contrast, the indirect object is limited to a small set of verbs that require a ‘recipient’ (or ‘benificiary’) of the verbal action or process to be specified.
There are two basic problems with encoding the concepts of direct and indirect object in a syntactic database, especially one for Hebrew. First, these concepts are not exclusively syntactic in nature; one must necessarily interact with argument structure (or thematic role) information concerning the predication, information that is explicitly outside the scope of our syntactic database (more on this a ways below). Second, whereas direct objects in English are always in the Accusative (i.e., non-prepositional), verbs in Hebrew (and Greek) are varied in their selection of a syntactic constituent as their object: some select a non-prepositional constituent, while others select some type of prepositional constituent. In sum, using ‘complement’ allows us to capture a greater generalization: regardless of the type of constituent — non-prepositional, prepositional, or even clausal — the ‘object’ of the verb is labeled a C(omplement).
2. Non-Movement Approach to Constituent Discontinuity
Constituent movement is a hallmark of transformational generative grammar, although it has been dismissed by much non-Chomskyan generative theory (i.e., ‘monostratal’ theories). The basic idea is that the linear order of constituents in many actual clauses cannot reflect the ‘original’ order of those constituents. Neither defending nor criticizing this proposal, we determined that representing it in our database was not desirable or necessary. Yet, we were forced to deal with discontinuous constituents, that is, constituents that are divided into parts separated by un-related constituents. This happens less in English than in Hebrew, although it does occur with some English relative clauses, as below:
In this relative clause clearly modifies the NP ‘a new king’, and yet it is separated from this NP by the VP ‘arose over Egypt’.
In Hebrew, discontinuity is extremely common, since many narrative clauses begin with the wayyiqtol narrative verb, switch to a subject, and then continue with the rest of the predicate.
The challenge of constituent discontinuity is that, based on the hierarchy and the projection principle that a phrase contains all its complements and/or adjuncts, a verb and its modifiers together make up a single constituent. But how, then, can this be represented when they are broken by non-related intervening constituents, such as a subject?
To account for discontinuous constituents we employ a system of cross-referencing, which allows us both to include discontinuous constituents in syntactic searches and display the connection in the tree display, where discontinuity is signaled by lighter colored connecting lines, as with the tree for Gen 1:4:
3. Inclusion of Null/Covert Constituents
The third illustrative interaction with linguistic theory in our database production is the recognition of null constituents. On the principle that every phrase has a ‘head’, whether a ‘verb’ for a Predicate or a noun or similar nominal(ized) constituent for a Subject, we have inserted a null marker (0) in every phrase that lacks an overt head.
The use of null constituents is most common in the Subject position, since Hebrew allows an overt subject to be omitted, as in the first example below, and nearly as common in Hebrew is the use of a null copula in the Predicate position, the so-called verbless clause, as in the second example:
In addition to null subjects and predicates, Hebrew also allows null complements and null relative clause heads. All of these null items have been included and tagged appropriately in our databases.
4. Final Comment: The Narrow Syntactic Focus of our Database
A final defining principle of the Accordance syntax database that I’ll mention here is a narrow focus on syntax. That is, the tagging scheme provides phrasal, clausal, and inter-clausal information to the exclusion of semantic judgments, discourse relationships, and implicational pragmatics. For example, when the particle כי is a subordinator, we make no distinction between its use as a temporal (‘when’) subordinator or a clausal (‘because’) subordinator. Those distinctions are left to the user to determine. What we provide is the distinction between כי as an adjunct subordinator (temporal or causal), a complement subordinator (‘that’), a conjunction (‘but’), and an exclamative (‘indeed!’).
What we do include is verbal valency information, which we associate with the lexical entry of a verb. The term valency derives from chemistry and has been employed in linguistics for about a half-century. Verbal valency, in particular, refers to the property of a verb that determines the syntactic environments in which it may appear. For example, in the examples below the English verb ‘snored’ requires a subject, ‘help’ requires both a subject and an NP complement and ‘returned’ requires a subject and prepositional (locative) complement:
- She snored.
- He helped the boy.
- They returned to the house.
(John Cook, the co-owner of this blog, presented an overview of the valency issues involved at the SBL session, and I am indebted to his work for the last paragraph.)
For the database project, it was necessary that we use valency information to determine whether the non-subject constituents associated with a given verb were complements or adjuncts. And yet, we do not identify these complements or adjuncts by any semantic categories, such as locative, temporal, means, manner, etc. Moreover, we do not include any discourse-pragmatic judgments, such as whether a complement preceding a verb has a Topic or Focus function.
But let me be absolutely clear: this decision on the narrow focus of our database was made for two practical reasons:
- First, every additional layer adds an increasing amount of subjectivity, and we want this research tool to be as broadly usable as possible.
- Second, the additional semantic and pragmatic layers would add a disproportionate number of years to the project. Whereas we are confident that we will finish all our ancient Hebrew texts in the next 2-3 years, it would likely take a decade (or more) to produce a multi-layered database.
A theoretical issue that has nothing to do* with the narrow focus of our project is the “autonomy of syntax” debate (see also here). From the project’s perspective, we take an agnostic stance with regard to this debate. Whether or not semantic and pragmatic information is allowed to direct affect syntax or whether they are formulated as “functional features and categories” that operate within syntax seems to be an irrelevant theoretical argument when it comes to the goals of our project (however interesting it may be in general).
In future posts, I will begin describing how to use the syntax database within Accordance, a sort of user’s manual-in-the-making.
* Endnote: Almost before the SBL paper behind this post was out of my mouth, a blog post appeared in which this criticism was made — that our database reflects the autonomy of syntax and is wholly Chomskyan, a model which, it is suggested, is obsolete and thus, by implication, our database is D.O.A. The post reflects a misrepresentation of both my paper and the linguistic issues at hand (i.e., the claim about autonomy of syntax and the superiority claim for cognitive linguistics over generative linguistics — even if it were true that cognitive linguistics had become more popular it does not make it inherently superior. And, by the way, how can claims of theory superiority be proven? Do the blog authors have evidence to support this claim that goes beyond personal preference and anecdote? They certainly don’t give any.) For the reader interested in this review (which I can only recommend as an example of the kind of indiscretion and dismissiveness that destroys collegiality and is generally bad for our field), see the post on —— [edited by RDH] at the —– [edited by RDH] blog —- [edited by RDH]†, doctoral students at —– [edited by RDH].
† Note that —-’s [edited by RDH] last name has been withheld because they cited “personal safety concerns”; in my opinion, such anonymity (even partial) in academic discourse stands diametrically opposed to academic honesty and integrity. Bloggers who want to criticize scholars’ views in public should find a way to do so that allows them to identify themselves fully.
** Update on the endnote: I have just been made aware that the post criticizing my paper and our database project at Hebrew and Greek Reader has been revised, softening the tone somewhat. This is a positive step towards exhibiting respect in scholarly discourse and building bridges rather than the opposite.
*** Update #2 on the endnote: I have just discovered (Nov 25, 11am) that the blog post motivating my endnote has been taken down. Now *that* was not the goal of my endnote; rather, my goal was to point out that there is a difference between constructive, respectful discourse and non-constructive, dismissive discourse. The former should typify scholarly exchange (sadly, it does not always), the latter has no place in what we do. I have no issues whatsoever with young scholars subscribing to linguistic theories other than the ones I prefer — but such differences should not be an obstacle to polite, collegial relationships, even productive friendships. Frankly, I think we should all subscribe to what we consider is a good theory, but hold loyalty to that theory lightly in our common pursuit of knowledge. I have edited my endnote out of respect for the aforementioned bloggers; my responses to them in this exchange have often been rather direct, but less about the substance of the criticism than the way it was carried out. We all learn with each experience; I hope he/she/they have gained something, and I hope I respond to the next such episode with a bit more patience, rather than embracing my inclination towards crustiness.